NextGen 529

NextGen 529® Client Select Series Resources

Download the marketing literature, monthly performance data and disclosure for the NextGen 529 Client Select Series Plan, as well as forms for account servicing requests for accounts serviced by Vestwell.

Monthly Investment Performance

Investment Performance

Review the most recent NextGen 529 Client Select Series investment performance data.


Forms

529 to Roth IRA Rollover Form

With your tax advisor, use this form to roll unused funds from a 529 account to a Roth IRA.

Account Application Form

With your financial advisor, use this form to open an individual or UTMA/UGMA NextGen 529 account for yourself or a Designated Beneficiary.

Entity Account Application Form

Use to open a NextGen 529 account to be owned by an entity.

Change Broker of Record Form

Use to change the broker of record on a NextGen 529 account.

Automated Funding Service

Fill out this form to setup, remove, or replace recurring Automated Funding Service (AFS) contributions to your NextGen 529 account. Return this form together with a voided check from your checking account or a bank statement.

Payroll Deduction Form

Fill out this form to set up payroll deduction contributions to your NextGen 529 account, or to change existing payroll deduction contributions. Once completed you'll need to give a copy of this form to your employer and mail the original to NextGen 529 at the address indicated.

Incoming Rollover/Direct Transfer Form

Please complete and submit this form to make a rollover from another state's 529 plan, a UGMA/UTMA account, a Coverdell Education Savings Account (ESA), qualified U.S. Savings Bonds, or a direct transfer from an existing NextGen 529 account.

Investment Change Form

Fill out this form to make changes to the current assets or your future contributions in your NextGen 529 account. Participant/Account Owner may exchange or change how existing NextGen 529 assets are allocated for the same Designated Beneficiary twice per calendar year or upon a change of the Designated Beneficiary. Future contributions may be changed at any time.

Change Information Form

Use this form to change an account address, telephone number, email address, or name, or correct a date of birth or Social Security number on a NextGen 529 account. Also use this form to update an account name due to marriage or divorce or legal name change.

Change of Designated Beneficiary/Transfer Funds Form

Use this form to change the Designated Beneficiary for your individual NextGen 529 account. The new Designated Beneficiary must qualify as a “Member of the Family” of the Designated Beneficiary, see the Program Description and Participation Agreement for details. Along with this form, a Client Select Account Application must also be included if you don’t currently have an account registered for the new Designated Beneficiary.

Change Participant Form

Use this form to change the Participant/Account Owner for the NextGen 529 account. Along with this form, a Client Select Series Account Application Form must also be completed and signed by the new Participant. Please reach out to your Financial Advisor for assistance.

Withdrawal Form

Fill out this form to make a full or partial withdrawal from your NextGen 529 account. Withdrawals can also be made over the phone or online using the applicable links on NextGenforME.com. If withdrawing Maine Matching Grants, this must be done via phone or using this form.

Interested Party Duplicate Statement Request Form

Use this form to authorize NextGen 529 to send duplicate account statements to an interested party.

Series Change Form

Use this form to transfer assets between the Client Select Series and Client Direct Series within NextGen 529.


Marketing Literature

Investment Guide

The NextGen 529 Client Select Series gives you the ability to customize your investments among a broad array of portfolio options offered by several investment managers. This Investment Guide can help you better understand the types of portfolios available.

Principal Plus Fact Sheets

The New York Life guaranteed interest account, the underlying investment in the Principal Plus Portfolio. For more information, refer to:

Principal Plus Portfolio Client Series, Class A/C

Principal Plus Portfolio Client Series, Class I


Disclosure

Program Description and Participation Agreement

The NextGen 529 Client Select Series Program Description & Participation Agreement.

Vestwell State Savings, LLC ("Vestwell") is the program manager, The Bank of New York Mellon is the program custodian, BlackRock Advisors, LLC is the program investment manager, and BlackRock Investments, LLC, Member FINRA, is the program distributor and underwriter of the Client Select Series.

NextGen 529 (the logo) and NextGen 529 are registered trademarks of the Finance Authority of Maine.